Partnership Advantage
Partnership Advantage
Simplicity Meets Customization
Helping clients achieve their goals has never been easier.
Osaic is one of the largest networks of independent wealth management firms in the U.S., offering resources, scale, and stability to over 10,000 financial professionals as of December 31, 2023. With headquarters in seven states and affiliated professionals across all 50 states, Osaic’s mission is to inspire and equip financial professionals, recognizing their significant role in people's lives. Osaic is dedicated to helping financial advisors reach their full potential, enabling them to better serve their clients and communities.
How Osaic Supports Us:
We’ve partnered with Osaic as our broker-dealer to handle compliance and administrative responsibilities. As one of the largest broker-dealers in the country, Osaic provides us with the tools, support, and flexibility needed to make a meaningful impact on our clients' lives. Through this partnership, we gain access to a wide range of top-tier products, platforms, and money management tools—allowing us to personally manage clients’ assets or delegate to a network of over a thousand reputable institutional managers. Osaic’s commitment to independence ensures that we can always prioritize your needs, offering objective, well-considered advice without any obligation to recommend specific investments.
What Our Partnership Means to You:
Osaic’s legacy of growth and innovation is centered around providing financial professionals with the best technology, resources, and services so they can focus on what matters most: their clients. Osaic fosters a diverse, service-oriented community of financial advisors who believe that planning for the future should be a transformative experience, not just a transaction. Their robust compliance program offers ongoing education on current regulations and ensures that all advisors meet their disclosure requirements, protecting clients and empowering them to make informed investment decisions. While Capital Wealth Management remains independent, our partnership with Osaic provides us with a supportive, collaborative community where financial professionals inspire, challenge, and empower one another—ensuring that independence never means going it alone.
Diversity:
Osaic believes in the importance of workplace diversity, equity, and inclusion, to leverage each employee's talents and diverse experience. Women currently occupy 50% of the executive leadership positions and make up 33% of Osaic’s field of financial professionals. Osaic is determined to continue growing their workforce diversity.
Support:
Osaic provides back-office support ensuring our business runs smoothly, our technology works seamlessly, and our data is secure so we can spend time doing what’s best for our clients. Osaics "home office", team consisting of over 2,500 members, support advisors by providing operational assistance, training, development, and business management. This level of support reduces the time spent on administrative tasks, allowing us to focus on our clients.
Technology:
With a history rich in growth and innovation, Osaic has always had one primary goal: to provide the best technology, resources, and services to financial professionals so we can focus on clients. Osaic’s team of cybersecurity experts help protect our business and clients. Best in class technology and makes for easier transactions to do what’s best for you.
Supervision:
Osaic assists in navigating the industry’s shifting regulatory landscape with customized training, resources and systems that make it easy to stay compliant. Osaic’s compliance policies and oversight ensure that we meet regulatory requirements established by FINRA and the SEC.
GIVING BACK
The Osaic Foundation
The Osaic Foundation is a 501(c)(3) private charitable foundation comprised of Osaic executives, financial professionals, and employee volunteers. The foundation pledged to spend $1 million dollars in 2023 on initiatives and charities in communities where our employees and financial professionals live and work.